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SEC Rule 10b-5
Results: 780

#	Item
611	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 29, 2013 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-29 11:23:30 Finance Securities Act U.S. Securities and Exchange Commission Public Company Accounting Oversight Board Securities Exchange Act Sarbanes–Oxley Act Securities regulation in the United States SEC Rule 10b-5 United States securities law Accountancy Business
612	[TEMPLATE FOR SETTLED COMBINED CEASE AND DESIST AND ADMINISTRATIVE PROCEEDING] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-02 15:42:52 Corporate crime U.S. Securities and Exchange Commission Securities regulation in the United States Securities Exchange Act SEC Rule 10b-5 Financial regulation Government Financial economics United States securities law 73rd United States Congress United States Securities and Exchange Commission
613	JJohn A. Carley, Eugene C. Geiger, Thomas A. Kaufmann, Edward H. Price and Christopher H. Zacharias Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-04-23 14:37:06 Financial regulation Government Department of Finance Economy of the Philippines Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Securities Act SEC Rule 10b-5 United States securities law 73rd United States Congress United States Securities and Exchange Commission
614	Administrative Proceeding: Kenneth W. Haver, CPA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-03-02 09:06:55 U.S. Securities and Exchange Commission Haver SEC Rule 10b-5 Securities and Exchange Commission Financial regulation Government Financial system United States securities law 76th United States Congress Investment Company Act
615	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 28, 2013 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-06-28 09:38:00 U.S. Securities and Exchange Commission Government New Deal agencies SEC Rule 10b-5 United States securities law
616	Microsoft Word[removed]Order.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-17 14:34:30 Financial regulation New Deal Securities Act SEC Rule 10b-5 Securities Exchange Act U.S. Securities and Exchange Commission United States Government Hate speech laws in Canada United States securities law 73rd United States Congress United States Securities and Exchange Commission
617	JP Turner & Company, LLC, and William L. Mello Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-10 10:36:34 Financial regulation SEC filings Finance New Deal Securities Act Financial economics Securities Exchange Act U.S. Securities and Exchange Commission SEC Rule 10b-5 United States securities law United States Securities and Exchange Commission 73rd United States Congress
618	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 10, 2013 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-10 17:14:00 Economics U.S. Securities and Exchange Commission SEC Rule 10b-5 Insider trading Securities regulation in the United States Securities Exchange Act United States securities law Financial regulation Financial system
619	UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF MICHIGAN U.S. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-10-30 13:06:33 Financial regulation Economy of the United States SEC Rule 10b-5 Delphi Automotive Securities Exchange Act Securities Act Securities regulation in the United States United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
620	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-03 16:34:34 Securities Exchange Act Supreme Court of the United States Motion Financial regulation Government Law United States securities law U.S. Securities and Exchange Commission SEC Rule 10b-5

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